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Explore the Capabilities of our new Post-Trade Compliance!

Watch this demo to see how our new feature ensures a robust post-trade compliance framework, fostering trust and confidence in your firm's operations.

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Post-Trade Compliance Supervision Benefits:

  1. Real-Time Monitoring: Stay informed of compliance issues as they occur, enabling swift corrective action.

  2. Flexibility: Choose from a diverse range of sample rules or create custom rules to align with your specific needs and regulatory obligations.

  3. Seamless Integration: Integrate seamlessly with your existing compliance processes for enhanced efficiency.

  4. Enhanced Oversight: Conduct post-trade compliance checks on client activity seamlessly, ensuring adherence to regulations.

  5. Improved Risk Management: Identify and flag accounts that deviate from requirements promptly, minimizing potential risks.

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Wealth Management services offered through Orion Portfolio Solutions, LLC d/b/a Brinker Capital Investments, a registered investment advisor.