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Orion + BasisCode: How BasisCode Helps One CCO Keep 75+ Affiliates Audit-Ready

August 10 @ 1:00 pm - 1:30 pm CDT

Event Description: Cherie Jolly, CCO of Dynamic Advisor Solutions, is charged with helping the 75+ affiliates the business supports remain in compliance year-round. Compliance professionals know the importance of leveraging a comprehensive technology platform to help manage their clients compliance programs. From automating key Code of Ethics functions to tracking filing deadlines and providing essential training to advisors, BasisCode helps Cherie automate and streamline critical compliance tasks to keep each firm audit-ready. In this webinar, Carlos Guillen, Orion’s SVP of Tech Products, invites Cherie to share how BasisCode helps her provide best practices compliance services to her firms and their 3,600 investors.

Details

Date:
August 10
Time:
1:00 pm - 1:30 pm CDT
Event Categories:
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