Skip to main content.


How the Right Compliance Tech Fuels Your Fiduciary Process: Simplifying Your Life with Orion Compliance

Event Description: BasisCode, an industry-leading compliance management fintech solution, is now Orion Compliance. With its mission to help advisors everywhere build audit-ready firms, the end-to-end compliance solution is a natural fit for Orion, where our vision is to power the advisor-client journey with an eye toward seamless fiduciary processes. Carlos Guillen, BasisCode Founder and SVP of Tech Products at Orion Advisor Tech, joins Stephanie Sager, VP of Business Development at Orion, to discuss how Orion Compliance will immediately ease the struggles advisors face in building a robust compliance program. Plus, they'll offer a sneak peek at future enhancements that will allow Orion Compliance users even greater control over client-focused compliance matters.