How to Offer Flexibility Without Losing Oversight

Rethinking Technology: Improve Advisor Experience Without Disruption

Modernization often raises concerns about change management and advisor disruption. But it doesn’t have to. Orion’s integration with Redtail CRM shows what’s possible when technology works behind the scenes to make the advisor’s job easier, not harder.

Why it matters: Your advisors may already be using Redtail. The Orion integration enhances that experience without asking advisors to adopt a new system or change their workflow.

With Orion embedded in Redtail, advisors can:

• View performance reports, allocation summaries, and risk analytics
• Monitor financial planning progress without toggling between tools
• Access Orion insights with a single click: no retraining required

Orion’s team handles the backend setup so your advisors can focus on clients, not technology. It’s a clear example of how Orion improves the advisor experience while maintaining institutional oversight. 

Modern Portfolio Management, Designed for Scale

Advisors want to deliver tailored portfolios. Broker-dealers want to maintain consistent oversight. That balance is possible with Orion Custom Indexing.

Why it matters: This solution supports personalization at scale, delivering flexibility to advisors and clarity to home offices.

Advisors can:

• Customize portfolios for ESG preferences, tax transitions, or harvesting strategies
• Create personalized direct indexing portfolios in a few clicks
• Rely on Orion’s team to manage execution and oversight

It’s a scalable way to offer differentiated services to high-net-worth and next-gen clients—without overloading your operations team.

Compliance Built for Growth

Regulatory expectations haven’t eased, but modern compliance platforms make oversight part of the workflow and not a separate process.

With Orion Compliance, broker-dealers can:

• Manage firm-level oversight with calendars and audit tracking
• Monitor employee trading activity
• Gain pre- and post-trade insights into client-level behavior

By embedding compliance into daily operations, Orion helps broker-dealers reduce risk while supporting advisor autonomy.

Why Flexibility and Oversight Aren’t Opposites

Broker-dealers no longer have to choose between control and advisor freedom. With the right technology partner, it’s possible to deliver both.

Orion’s connected platform:

• Builds on tools your advisors already use
• Adds high-value functionality without disrupting workflows
• Supports enterprise-level compliance, trading, and reporting from a unified system