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On Demand Events

On Demand Events

Miss out on a recent webinar? No problem — all our past webinars are available to you on demand, 24-7.

InvestmentNews RIA Breakaway Compliance Webcast

Events Description: Join InvestmentNews and Orion’s Compliance Director, Kristopher Heig at 4 PM ET for a webcast focused on RIA compliance and doing a deeper dive, specifically into how tech is helping RIAs stay compliant.

On Demand

Stay on the Right Side of Compliance with Inform

Event Description: Unlike most other compliance tools, Inform offers easy monitoring through custom rules and workflows with an efficient and user-friendly dashboard.  Join Kristopher Heig, Compliance Director, and Sean Hollingshead, Vice President of Managed Accounts as they demonstrate how Inform can help you: monitor employee trades, track approval and rejection of gifts and outside business activities, build custom transactional and Code of Ethics questionnaires, and keep results for easy record keeping and future access for the SEC and state regulators.

On Demand