Forms ADV & CRS
GLBA Policies
- Brinker Capital Investments GLBA Privacy Policy
- Orion Portfolio Solutions GLBA Privacy Policy
- Townsquare Capital GLBA Privacy Policy
Forms Library
Disclosures
- Orion Portfolio Solutions' Disclosure
- Townsquare Capital's Disclosure
- Orion Portfolio Solutions, LLC d/b/a Brinker Capital Investments Custody and Clearing Fee Schedule for Non-RPS Accounts
Brinker Capital Securities
- Business Continuity Plan
- SIPC
SEC Report
Brinker Capital Securities, a FINRA member broker-dealer introducing firm, routes our customer orders to National Financial Securities, LLC (“NFS”) as our custodian. NFS is a registered broker-dealer affiliated with Fidelity Brokerage Services LLC (“FBS”). Brinker Capital Securities adopts NFS’s Rule 606(a) Report by reference. We have examined the report and have no reason to believe that the report materially misrepresents the order routing practices.
Please click here to view the SEC-Required order routing report in PDF format and click here to view the SEC-Required order routing report in XML format.
If you do not have a PDF reader, you can download Adobe® Reader® at no charge from the following link: https://get.adobe.com/reader/. (By clicking the link, you will be taken to a third-party site not managed by Orion, where different security or privacy practices may apply.) Downloading times may be slow. By “Current Version,” we mean a version of the software that is currently being supported by its publisher. We reserve the right to discontinue support of a Current Version of software if, in our sole opinion, it suffers from a security flaw or other flaw that makes it unsuitable for use.
You may contact Orion at 800-333-4573 or 800.379.2513 option 2 during business hours for technical assistance or to request a paper copy of a document.
Archive:
- 1Q24 PDF Report
- 1Q24 XML Report
- 4Q23 PDF Report
- 4Q23 XML Report
- 3Q23 PDF Report
- 3Q23 XML Report
- 2Q23 PDF Report
- 2Q23 XML Report
- 1Q23 PDF Report
- 1Q23 XML Report
- 4Q22 PDF Report
- 4Q22 XML Report
- 3Q22 PDF report
- 3Q22 XML report
- 2Q22 PDF report
- 2Q22 XML report
- 1Q22 PDF report
- 1Q22 XML report
- 4Q21 PDF report
- 4Q21 XML report
- 3Q21 PDF report
- 3Q21 XML report
- 2Q21 PDF report
- 2Q21 XML report
- 1Q21 PDF report
- 1Q21 XML report