Advisors

Unlock Advisor Potential. 
Lock In Firm Control.

​Advisors want room to lead. 
You need clarity behind the scenes. 
Now you can have both with Orion Compliance.​

Discover Orion Compliance
Compliance
Orion Compliance

Clear Oversight. 
Confident Supervision.

Orion Compliance gives broker-dealers the clarity and control to supervise advisor activity and meet regulatory obligations—without disrupting the advisor journey.

Explore the features

Compliance Dashboard

Intuitive Dashboards

built for effective supervision and defensible documentation.

Configurable Workflows

that reflect your firm’s internal policies—not a one-size-fits-all model.

Compliance Workflows
Compliance Oversight

Oversight

that works in the background, allowing advisors to stay focused on client relationships.

Resources

Get up to code on Orion Compliance with two free resources from Orion.

Advisor watching webinar

Move Beyond
Manual Oversight

Watch the 10-Minute Webinar, Compliance Made Easy with Orion. In just 10 minutes, see how Orion helps firms like yours:

  • Automate core compliance tasks to reduce manual work
  • Monitor activity in real-time for proactive risk management
  • Simplify audit prep with built-in reporting tools
Watch On Demand
Orion Compliance Brochure

Orion Compliance Fact Sheet

Get Exam-Ready with Orion Compliance Technology

Read Now
Ready to Rethink Supervision?

See Orion Compliance
in Action

Request a personalized demo to explore how Orion can help your firm confidently manage oversight, reduce regulatory risk, and support advisor productivity—all without adding operational drag. Let’s build a compliance framework that works behind the scenes, so your advisors can keep moving forward.

Request a Personalized Demo

This website is intended for investment professionals only. It is not intended for use by private investors. 
Wealth Management services offered through Orion Portfolio Solutions, LLC d/b/a Brinker Capital Investments, a registered investment advisor.