Take control of your compliance program in one unified, secure solution encompassing three powerful, integrated tools designed to safeguard every angle.
Automate key processes and create a centralized workspace where your team can tackle compliance together from all sides. Organize and store your data, educate your colleagues, and ensure adherence to policies and procedures with centralized and secure regulatory compliance software you can access any time, anywhere.
Ensure your team maintains the highest fiduciary standards with our Code of Ethics solution. Automate approvals and scan for potential violations.
Run audits, configure reports, and record all compliance activities in a centralized dashboard.
Receive automatic alerts for mutual fund share class fees, 13D/G and 13H events, and monitor continuously without the manual work.
Advances in technology have changed compliance, making it more manageable and less stressful. Compliance software packages and a host of automated alerts and trackers are making it easier for firms of all sizes to take responsibility for their own compliance needs.
In this whitepaper, we’ll show you how leveraging a client-centric regtech solution can help you simplify the execution of your compliance programs. You’ll learn how you can:
