Join Patricia Klusmeyer from Parker McIntyre for the latest insights on the SEC's new marketing rule and its impact on third-party ratings. In this video, Patricia breaks down key updates from the SEC's risk alert and what investment firms need to know to stay compliant.
Key Takeaways:
- Understanding the scope of advertisements and how third-party ratings fit in.
The importance of maintaining a reasonable basis for ratings used in your marketing.
What disclosures must be included in your advertisements to avoid misleading claims.
Practical steps to ensure your firm’s marketing is in line with the SEC’s guidelines.
Watch at your convenience! There’s no registration required, and you can access the video anytime. Feel free to share it with others in your firm for maximum impact.
