Who Is This For?
- Certified Financial Planner Board members who are looking to complete their annual ethics credits
Learning Objectives
By the end of this program, the participant should be equipped to:
- Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.
- Describe CFP Board’s Fiduciary Duty.
- Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them.
- Understand the Duty to Report to CFP Board and the Duty to Cooperate.
- Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning.
- Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice.
More About the Orion Advisor Academy
The Orion Advisor Academy stands on the cutting edge of education, psychology, communications, technology, and marketing to help financial professionals differentiate themselves in this new landscape, so they can strengthen their client relationships and their practices by utilizing an outcomes-focused engagement approach.
Course content ranges in topics from investment management, behavioral finance, practice management, and client experience. Our free platform even has an app so that you can take your learning on the go. With 30+ CE credits, including CFP Ethics, completing your annual continuing education requirements has never been easier.
The entirety of our FREE offering is designed to help you improve acquisition, increase referrals, increase your share of wallet, and drive efficiency through technology and outsourced investment solutions.